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Privacy
Policy

This Privacy Policy is provided by Pendlebury Hall LLC (“Pendlebury Hall Advisors”, “we” or “our”). This Privacy Policy describes how we collect and process the personal information for those accessing this website. We may revise or supplement this Privacy Policy from time to time. This Privacy Policy was last updated on February 27, 2024. Please refer to this Privacy Policy each time you visit the site for any updates.

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The personal information you submit through this website at your own initiative or information we collect is used only to provide you with information on Pendlebury Hall Advisors’ products and services. We will not sell or rent your personal information to others.

Cookie & Analytics Policies

In addition to information you proactively provide to us, we also obtain information from cookies. When visiting almost any website, they may store or retrieve information on your browser, primarily through the use of cookies. This information could include information about you, preferences or devices. This data is mainly utilized to allow the website to optimize your user experience. You can choose not to allow some types of cookies. However, blocking some types of cookies may impact your experience of this website and services we provide.

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We may also collect personal information if you access and/or register for the website using a third party social network account (e.g., LinkedIn, Facebook, X (Twitter), etc.). The information we collect may depend on the privacy settings you have with the social network site, so please review the privacy statement or policy of the applicable social network site. When you access this website through your social network account, you are authorizing us to collect and use your information in accordance with this Privacy statement.

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We do not usually seek to collect sensitive personal information (i.e., data relating to race or ethnic origin, religious or philosophical beliefs, political opinions, medical or health conditions, or information specifying the sex life or sexual orientation of an individual) from users. We will, where necessary, obtain your explicit consent to collect and use such information.

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We may also use your personal information for marketing purposes, or to send you promotional materials or communications that we feel may be of interest to you. We may also contact you to seek feedback on services provided by members of the Pendlebury Hall Advisors or for market or other research purposes. Your personal information may also be used to protect our rights or property and that of our users.

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If you have any complaints, questions or comments about this Privacy Policy, or wish to notify us of any changes concerning any personal information you provide to us through this website, you can email us at info@pendleburyhall.com or send us a message through the “Contact” portal on this website.

START THE CONVERSATION

info@pendleburyhall.com

Pendlebury Hall Advisors, LLC is a registered investment adviser in the State of Washington. The Adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption. Pendlebury Hall Advisors, LLC is affiliated with Pendlebury Hall Securities, LLC.

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Securities are offered through Finalis Securities LLC Member FINRA/SIPC. Pendlebury Hall Securities LLC is not a registered broker-dealer, and Finalis Securities LLC and Pendlebury Hall Securities LLC are separate, unaffiliated entities. Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418. Finalis Privacy Policy | Finalis Business Continuity Plan | FINRA BrokerCheck  | Finalis Form Customer Relationship Summary (“Form CRS”). https://www.pendleburyhalladvisors.com/ (the "Pendlebury Hall Advisors, LLC Website") is a website operated by Pendlebury Hall Advisors, LLC. This website is for informational purposes only, is not an offer, solicitation, recommendation, or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction. Products and services on this website may not be available for residents of certain jurisdictions. Please consult with a Finalis Securities’ registered representative regarding the product or service in question for further information. Investments involve risk and are not guaranteed to appreciate. Any market price, indicative value, estimate, view, opinion, data, or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and Pendlebury Hall Advisors, LLC and its affiliates along with Finalis Securities LLC accepts no liability for its use or to update it or keep it current. Investing in private placements involves a high degree of risk. These investments may be illiquid, speculative, and subject to substantial restrictions on transferability. Investors may lose all or part of their investment and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax, and financial advisors prior to making any investment decision. For your reference, Finalis’ Form CRS (link: https://www.finalis.com/regulatory-disclaimers?form-CRS) describes the services that we provide, how we are compensated, and other important information about Finalis Securities LLC.

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www.pendleburyhalladvisors.com (the "Pendlebury Hall Advisors Website") is a website operated by Pendlebury Hall Advisors, LLC, a privately held State of Washington limited liability company. Pendlebury Hall Advisors, LLC and its affiliate, Pendlebury Hall Securities, LLC, provides capital advisory and investment banking services.

Pendlebury Hall Advisors, LLC, all rights reserved, ©2026

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